InvestorCOM

Advisors should spend more time with clients, not compliance checklists. That’s why we’ve reimagined RolloverAnalyzer - with intuitive workflows, integrated plan data, dynamic forms, and firm-branded investor communications. Compliance made seamless. Growth made possible. ➤ See the transformation in action: investorcom.com/demo ➤ Learn more at: https://lnkd.in/g6qQXnaG

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Unlock Your Firm's Productivity and Growth with Compliant Rollovers Did you know that 40% of advisors see regulation as their top growth challenge? Advisors spend about 25% of their time on compliance-related tasks, which can be a significant drain on efficiency. At InvestorCOM, we understand the importance of streamlining compliance for financial advisors. We have a purpose-built solution called RolloverAnalyzer that aligns with the DOL's latest updates to PTE 2020-02. Not only does it make compliant rollovers easy, but this technology also delivers substantial time and cost savings. 📈 Key Benefits: 🔹 RolloverAnalyzer users report saving 2+ hours per analysis compared to manual or other competitive solutions. 🔹This efficiency equates to potential savings of $31,250 or more per advisor annually. One of our clients shared, “With RolloverAnalyzer, productivity has significantly improved. In one example, a client estimated ’manual’ rollover processes required 4 hours of advisor’s time vs. minutes when using RolloverAnalyzer.” Discover how the right compliance technology can propel growth and productivity in the 2024 Rollover Report: https://lnkd.in/d_PbP8iu. Ready to elevate your firm's productivity and profitability? Book a demo today: www.investorcom.com/demo.

𝐃𝐨𝐜𝐮𝐦𝐞𝐧𝐭 𝐑𝐨𝐥𝐥𝐨𝐯𝐞𝐫 𝐑𝐞𝐜𝐨𝐦𝐦𝐞𝐧𝐝𝐚𝐭𝐢𝐨𝐧𝐬 𝐰𝐢𝐭𝐡 𝐂𝐨𝐧𝐟𝐢𝐝𝐞𝐧𝐜𝐞 In today’s stringent regulatory environment, maintaining accurate and accessible compliance records is paramount. FINRA's recent enforcement actions underscore the serious consequences of disparate record management, particularly when rollover data is deleted or mishandled. InvestorCOM provides industry-leading solutions for secure and compliant record retention of rollover recommendations. With RolloverAnalyzer's 𝐍𝐚𝐭𝐢𝐯𝐞 𝐑𝐞𝐜𝐨𝐫𝐝 𝐊𝐞𝐞𝐩𝐢𝐧𝐠 and 𝐖𝐎𝐑𝐌 𝐑𝐞𝐩𝐨𝐬𝐢𝐭𝐨𝐫𝐲, your firm is always 𝐀𝐮𝐝𝐢𝐭 𝐑𝐞𝐚𝐝𝐲 for rollover data. Discover how InvestorCOM can support your compliance needs - Click here to learn more: investorcom.com/demo _______________________________________ Dave Reeve Bill Donnell David O'Brien Parham Nasseri, CFA Randy Barnes Adam Deathe Melanie Sergi, PMP, CSM Vanessa Sharon John McDonald

This year, we surveyed RolloverAnalyzer users from a major US advisory firm and were blown away by the results. There was clear consensus among the participants: financial advisors were much happier and more productive using our solution than their existing rollover process. Here's how financial professionals ranked RolloverAnalyzer: 🔹 9 out of 10 for ease of use 🔹 8.5 out of 10 for user confidence in meeting regulatory obligations 🔹 8.5 out of 10 for improving a user's existing process 80% of financial professionals saved 1 to 3 hours PER rollover. Here's what financial advisors had to say: "It saves me tremendous time and energy." "I love the ability to pull plan data on the fly." "The best part is how easy it is to use!" Are you ready to increase the number of rollovers at your firm, streamline firmwide compliance efforts, and make your financial advisors happy? See RolloverAnalyzer for yourself at www.investorcom.com/demo.

The NEW PeerCompare can extend advisers' recommendation workflow to include record-keeping, investor disclosure, and reporting. Take comfort knowing that you have the fewest clicks to compliance. Learn more about this at investorcom.com/demo _________________________________ Randy Barnes Dave Reeve Parham Nasseri, CFA Bill Donnell David O'Brien Adam Deathe Vanessa Sharon Melanie Sergi, PMP, CSM